Interactive Brokers Group IBKR recorded fourth-quarter 2019 adjusted earnings per share of 58 cents. The figure matched the prior-year quarter’s earnings. Results excluded certain non-recurring items …
IBKR is a discount brokerage company that made our list of the best brokers for penny stocks a couple of years ago. IBKR shares suffered losses in recent months as another discount brokerage firm …
FINRA announced that it has fined BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc.$15 million for anti-money laundering (AML) program and supervisory failures involving penny stock …
The fine for BNP Paribas was related to failures around the AML system to identify suspicious penny stock trades and wire transfers over a four-year period. BNP Paribas’ prime brokerage and securities …
FINRA announced today that it has fined BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. (collectively, BNP) $15 million for anti-money laundering (AML) program and supervisory …
In order to complete any job successfully, a person must have the tools and skills to be competent at his or her trade. Accordingly, the job of a futures broker is to facilitate the trading activities …
A total of 192,278 Shares and 96,139 Warrants were issued in this second tranche. The Warrants contain a provision that if the Company’s Shares trade at or above CAD$3.00 per Share for 10 consecutive …
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